FINANCE, INSURANCE, & REAL ESTATE

STANDARD INDUSTRIAL CODE (SIC) STRUCTURES*

BUSINESS DEFINITIONS

*Source - United States Department of Labor - Occupational Safety and Health

FINANCIAL SECTOR AND FINANCIAL MARKETS

Refer to the Systemic Risk and Resilience page for financial sector and financial market systemic risk and other regulatory risk related information from:

 

  • U.S. Department of Treasury

  • Financial Stability Oversight Council (FSOC)

  • Office of Financial Research (OFR)

  • FSOC member agency Dodd-Frank Act activities

TRANSPARENCY IN FINANCIAL SECTOR AND

FINANCIAL MARKETS

MFID II - Markets in Financial Instruments Directive is a regulation that increases the transparency across the European Union's financial markets and standardizes the regulatory disclosures required for particular markets.

 

MFID II/MiFIR became effective January 3rd 2018.  A key objective of this new European legislative framework is to strengthen investor protection and improve the functioning of financial markets making them more efficient, resilient and transparent - refer to specific MFID II Transparency Rules.

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